This page contains information about fines published during the calendar year ending 2021. The total amount of fines so far is £567,765,219.95 (National Westminster Bank Plc's fine is included for completeness however this fine was levied by the Court following the FCA's successful criminal prosecution of the Bank). Was this page helpful? Yes No Latest policy and guidance. PS22/8: Protecting investors in authorised funds following the Russian invasion of Ukraine. FG22/4: FCA's approach to compromises for regulated firms. FS22/4: ESG integration in UK capital markets. PS22/7: FCA regulated fees and levies 2022/23. PS22/6: Preventing claims management phoenixing by financial services firms. Modes of hearing, Notice to the Profession, June 14, 2022. June 14, 2022 -- Public and media access to hearings. Proposed Sittings, Fall 2022. Summary of the decision regarding the application of the Official Languages Act. Coming in Force of Amendments to the Federal Courts Rules, January 7, 2022. COVID-19: Safety Measures - Guidelines for Safe Court Facilities and Courtrooms operations Overview. In January 2017, EPA issued a notice of violation to Fiat Chrysler Automobiles N.V. and FCA US LLC (collectively FCA) for alleged violations of the Clean Air Act for installing and failing to disclose engine management software in certain light-duty diesel vehicles sold in the United States. The FCA has published a final notice banning Shaffarat Parvez from performing regulated activities. Whilst a director and an approved person at an authorised firm, Mr Parvez engaged in criminal activity and was convicted of: two counts of fraud - by failing to disclose information which he was legally required to disclose and intending to FCA pending regulations & notices Title 5 - Ethics supplementals FCSIC regulations FCA bookletters FCA Handbook updates FCA regulations This database contains all FCA regulations. From here, you can read and print each section. To print out all FCA regulations at once, download FCA regulations (PDF). a notice issued by the appropriate regulator in accordance with section 388 of the Act (Decision notices). Under Section 166 of the Financial Services and Markets Act 2000, the Financial Conduct Authority has the power to obtain a report from a selected third party (a 'skilled person') about parts of a regulated firm's activities, if they have any concerns or perhaps require further analysis. The FCA maintain a list of 'approved' skilled That guidance remains relevant - with some key elements outlined in this notice. Where firms' clients and customers are using cryptoassets or offering related services, firms are given the flexibility to adapt their actions to the perceived risks. This database contains all the notices that FCA has published in the Federal Register since June 1972. FINAL RULE - Implementation of the Current Expected Credit Losses Merhodology - 12 CFR Parts 611, 615, 620, 621, 628, and 630. Risk-Weighting for High Volatility Commercial Real Estate (HVCRE) Exposures; comment period extension - 12 CFR 628. Complaint and Notice of Violation Freedom of Information Act (FOIA) Requests On January 10, 2019, the Department of Justice, the Environmental Protection Agency, and the State of California announced a settlement with Fiat Chrysler Automobiles N.V., FCA US, and affiliates for alleged violations of the Clean Air Act and California law." SUP 15 : Notifications to the Section 15.2 : Purpose FCA 15 15.2.3 G 15.2.4 G 15.2.5 R 15.2.6 R Release 21 Jul 2022 handbook.fc